Charles Douyon Male • United States of America

Charles Douyon is a seasoned legal and compliance professional with more than 12 years of experience in the financial regulatory sector. Born and raised in Brooklyn, New York, he moved to Long Island, where he completed his high school education. During high school, he developed a strong interest in sports, particularly basketball and football, which he played competitively. His involvement in sports helped him develop teamwork, discipline, and resilience—qualities that would later benefit him in his professional career.

After high school, Charles initially attended Northeastern University in Boston. However, following September 11, 2001, he needed to be closer to his family, so he transferred to Berkeley College in New York. At Berkeley, he majored in Business Management and Finance. He graduated magna cum laude in 2005, which set him on a path toward a successful career in business and law.

Upon graduation, Charles entered the finance industry, securing a position at a financial institution on Wall Street. Working in this high-pressure environment, he gained valuable experience in investment strategies, market analysis, and business operations. However, after a few years, he realized that his true interests aligned more with the legal side of finance. This realization led him to make a pivotal decision in 2007: he left his finance career to pursue a law degree.

Charles enrolled at Northwestern University School of Law, where he transitioned from finance to law. While challenging, this shift allowed him to use his background in business to approach legal problems with a unique perspective. He graduated from law school in 2010, just as the financial sector underwent significant changes due to the aftermath of the Global Financial Crisis.

To further enhance his legal knowledge, Charles pursued a Master of Laws (LLM) degree at Fordham University Law School, specializing in Corporate, Banking, and Finance Law. This advanced degree deepened his understanding of financial regulations and laws. While at Fordham, he interned with prestigious regulatory organizations, such as the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA), where he gained practical experience in regulatory compliance.

Charles has worked in various legal and compliance roles, advising investment firms on regulatory compliance and helping them navigate complex financial laws. His expertise covers several key regulations, including the Dodd-Frank Act and the Securities Exchange Act, making him a trusted advisor to the firms he works with. His ability to apply legal knowledge to the financial industry has helped many firms maintain compliance and avoid legal pitfalls.

Charles has also held leadership positions, including the Director of Compliance position at a well-established investment firm. In this role, he oversaw the firm’s compliance efforts, ensuring that all operations met regulatory requirements. His leadership and attention to detail played a crucial role in the firm’s ability to operate smoothly and maintain a strong reputation within the industry.

In addition to his professional achievements, Charles has a variety of personal interests. He remains passionate about sports, particularly basketball and football, and continues to play recreationally. He also enjoys endurance sports and has completed events such as the Chicago Marathon and several half-marathons. Traveling is another passion, allowing him to experience new cultures and broaden his horizons. He also enjoys live music and is fond of Chinese cuisine, which he frequently seeks out locally and during his travels.

His financial law and compliance expertise defines Charles Douyon's career. His transition from finance to law and ongoing professional development have positioned him as a trusted advisor in the financial industry. Outside of work, his sports, travel, and music interests allow him to maintain a well-rounded lifestyle, balancing his professional commitments with personal fulfillment.